Director of Due Diligence -- Southwestern US
Title: Director of Due Diligence (0792-001-111)
Location: Southwestern US
Compensation: Commensurate with Experience
Summary: Investment Management Company seeks Director of Due Diligence who will serve as a critical member of Capital Markets team, with heavy interaction with broker dealer analysts/due diligence officers and the goal of helping coordinate the due diligence process for new/existing product offerings. Must be able to deliver complex information to a wide array of constituents with a very high level of credibility/expertise. Reports to the SVP of Product and Business Development.
Responsibilities: Serve as point person for first- and third-party due diligence reviews and collaborate across client?s organization to efficiently provide information requests Work proactively with broker dealers to better assess their due diligence needs, offering customized due diligence information and respond to information requests For in-house broker dealer, perform due diligence reviews on new offerings and anticipate areas of question/focus Work to update/maintain online due diligence information with outside vendors Create innovative due diligence resources for use by broker dealer due diligence officers Assist in bringing new broker dealers into the selling group Participate in industry trade groups/associations and become an active member in such associations Work as part of a team on new product development
Requirements: 7 to 10 years direct work experience in a related research role required Economics/Finance background required; MBA, CFA a strong plus Familiarity with basic finance and macroeconomics principles, due diligence/analysis, and financial statements Knowledge of retail investment products required; specific alternative investment program exposure a strong plus Experience working with independent broker-dealers a strong plus Ability to relay complex information and collaborate with diverse constituencies in a time-sensitive environment Must be comfortable making client presentations
If you are interested in this opening, please email us a copy of your resume as an MS Word attachment.
Emily Andrews,BCI - Financial Services Recruiting; 10 S. Wacker Dr., Suite 1250, Chicago, IL 60606
312-460-8111 x106; Emily@brokerageconsultants.com; www.brokerageconsultants.com


